Notice: Announcement of Trading Restriction – Sorrento Therapeutics, Inc. (SRNE)

We have instituted online trading restriction on the following counter/s listed below.

Sorrento Therapeutics, Inc. (SRNE)

Clients can only buy the counters specified above by calling their Trading
Representatives. Prepaid, Cash Plus and Margin account types will be
excluded from the trading restriction.

Thank you.