FTXO

First Trust Nasdaq Bank ETF

NASDAQ US Smart Banks TR USD

NAV as of 28-Nov-2023

21.8100

4 Week: 20.31 - 23.55

52 Week: 19.02 - 29.50

Latest Closing Price

23.25

Premium / Discount

-0.03

Expense Ratio

0.6%

Investment Objective

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq US Smart Banks TM Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the securities that comprise the underlying index. The index is designed to provide exposure to U.S. companies comprising the banking sector that have been selected based upon their liquidity and ranking. The fund is non-diversified.

Main Fund Characteristics

Fund Manager:
First Trust Advisors L.P.
Asset Under Management:
129,624,561
Launch Date:
19/09/2016
Asset Class:
Equity
Replication Method:
Physical-Full
Number of Holdings:
35
Trading Currency:
USD
Style:
Mid Value
Region/Sector/Strategy:
N.A / Financial / N.A
Exchange:
NASDAQ

Performance

Period Performance Returns(%) Volatility(%) Risk Adjusted Performance
YTD-10.121.91-5.29
1 Day1.280.000.00
1 Week4.613.551.30
1 Month13.247.061.87
3 Months11.9612.900.93
6 Months5.9316.630.36
1 Year-11.2129.54-0.38
2 Years-29.8142.09-0.71
3 Years2.0049.760.04
5 Years-5.7379.36-0.07
10 Years0.000.000.00

Price History

-

Annual Performance Return

2013201420152016201720182019202020212022
Price (%) 0.00000.00000.00000.000013.9796-21.579030.1210-12.776140.5588-17.9880
Nav (%) 0.00000.00000.00000.00000.00000.00000.00000.00000.00000.0000
Rank 0.00000.00000.00000.000064.000099.000041.000097.00009.000073.0000

Dividend Frequency

Lastest Dividend

Ex Date Payment Date Dividend Payout per unit
21/09/202328/09/20230.1770
26/06/202329/06/20230.2506
23/03/202330/03/20230.1436
22/12/202229/12/20220.2416
22/09/202229/09/20220.2054
23/06/202229/06/20220.1957
24/03/202230/03/20220.1270
22/12/202130/12/20210.1840
22/09/202129/09/20210.1491
23/06/202129/06/20210.1449

Portfolio Data

Total Number of Holdings: 35

Number of Bond Holdings: 0

Number of Equity Holdings: 34

Total Market Value: 129,624,561

Portfolio Composition

Top 10 Holdings

% Portfolio Weight Shares Owned Shares Changed Market Value
1JPMorgan Chase & Co8.298887,478011,268,916
2Citigroup Inc8.2653149,346011,223,352
3Wells Fargo & Co8.0121206,364010,879,510
4U.S. Bancorp7.8095182,395010,604,445
5First Horizon National Corp7.5290607,099010,223,547
6Bank of America Corp4.1677174,67005,659,308
7PNC Financial Services Group Inc4.117237,26905,590,723
8Regions Financial Corp4.1124328,67205,584,137
9BB&T Corp4.0556100,84405,507,091
10KeyCorp4.0418289,46905,488,332

Country Exposure

Regional Exposure

America

Greater Europe

Greater Asia

Market Classification

Market Capitalization

Size% of portfolio
Giant8.31
Large37.35
Medium25.99
Small28.33
Micro0.00

Equity Style Box Breakdown

000Large
000Mid
000Small
ValueBlendGrowth

Value Measures

Price/Prospective Earnings*

7.6458

Price/Book*

0.8168

Price/Sales*

1.7302

Price/Cash Flow*

0.0000

Dividend Yield*

4.4368

Growth Measures

Long-Term Earnings

9.8436

Historical Earnings

7.8004

Sales Growth

6.4323

Cash-Flow Growth

0.0000

Book-Value Growth

-0.3997

*Forward-looking based on historical data.

Equity Sector

Number of Bond Holdings

0

Bond Statitics

DetailValue
Average Effective Duration0
Average Effective Maturity (Years)*0
Average Credit Quality0
Average Weighted Coupon*0
Average Weighted Price*0

Bond Style Box Breakdown

000HighQuality
000Med
000Low
LtdModExt
Interest-Rate Sensitivity

Credit Quality

Type% Bonds
N.A

Bond Sector

Type
% Bonds

Bond Maturity

% Bonds
N.A

Data Source: Morningstar

© 2019 Morningstar. All Rights Reserved. The information, data, analyses and opinions (“Information”) contained herein:

(1) include the proprietary information of Morningstar and Morningstar’s third party licensors;
(2) may not be copied or redistributed except as specifically authorised;
(3) do not constitute investment advice;
(4) are provided solely for informational purposes;
(5) are not warranted to be complete, accurate or timely; and
(6) may be drawn from fund data published on various dates.

Morningstar and Phillip Securities Pte Ltd are not responsible for any trading decisions, damages or other losses related to the Information or its use. Please verify all of the Information before using it and don’t make any investment decision except upon the advice of a professional financial adviser. Past performance is no guarantee of future results. The value and income derived from investments may go down as well as up.

For the most up-to-date fund’s data and information, a copy of the fund factsheet, information or prospectus may be obtained from the respective ETF issuer.

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