FYT First Trust Small Cap Val AlphaDEX® ETF
NASDAQ AlphaDEX(R) SC Value TR USD

NAV as of 25-May-2022

47.8200

4 Week: 46.13 - 50.38

52 Week: 46.13 - 54.42

Latest Closing Price

48.69

Premium / Discount

-0.22

Expense Ratio

0.71%

Investment Objective

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index TM (the "base index") that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Main Fund Characteristics

Fund Manager:
First Trust
Asset Under Management:
234,297,374
Launch Date:
18/04/2011
Asset Class:
Equity
Replication Method:
Physical-Full
Number of Holdings:
263
Trading Currency:
USD
Style:
Small Value
Region/Sector/Strategy:
N.A / N.A / N.A
Exchange:
NASDAQ

Performance

Period Performance Returns(%) Volatility(%) Risk Adjusted Performance
YTD-8.301.47-5.65
1 Day1.990.000.00
1 Week3.513.271.07
1 Month0.979.190.11
3 Months-5.4712.60-0.43
6 Months-5.5716.00-0.35
1 Year-6.9020.58-0.34
2 Years64.9240.901.59
3 Years44.9061.830.73
5 Years46.6465.900.71
10 Years155.4676.942.02

Price History

-

Annual Performance Return

2012201320142015201620172018201920202021
Price (%) 16.663943.50323.7572-16.678330.14577.3610-14.534524.811710.017929.5413
Nav (%) 0.00000.00000.00000.00000.00000.00000.00000.00000.00000.0000
Rank 42.00009.000054.000096.000018.000064.000042.000021.000018.000060.0000

Dividend Frequency

Lastest Dividend

Ex Date Payment Date Dividend Payout per unit
24/03/202230/03/20220.0815
22/12/202130/12/20210.2561
22/09/202129/09/20210.1563
23/06/202129/06/20210.1043
24/03/202130/03/20210.1157
23/12/202030/12/20200.1476
24/06/202029/06/20200.1164
25/03/202030/03/20200.0294
12/12/201930/12/20190.1693
24/09/201929/09/20190.1951

Portfolio Data

Total Number of Holdings: 263

Number of Bond Holdings: 0

Number of Equity Holdings: 262

Total Market Value: 234,297,374

Portfolio Composition

Top 10 Holdings

% Portfolio Weight Shares Owned Shares Changed Market Value
1Kemet Corp0.762121,49054494,700
2Office Depot Inc0.7511222,618544487,533
3Aircastle Ltd0.740317,41844480,563
4CNX Resources Corp0.738753,815131479,492
5Vishay Intertechnology Inc0.736623,07756478,155
6Dana Inc0.724027,05666469,963
7Rush Enterprises Inc A0.715310,12724464,323
8Southwestern Energy Co0.7141202,432493463,569
9Talos Energy Inc Ordinary Shares0.712619,21847462,577
10Amkor Technology Inc0.699034,34784453,724

Country Exposure

Regional Exposure

America

Greater Europe

Greater Asia

Market Classification

Market Capitalization

Size% of portfolio
Giant0.00
Large0.00
Medium2.07
Small58.49
Micro39.38

Equity Style Box Breakdown

000Large
000Mid
000Small
ValueBlendGrowth

Value Measures

Price/Prospective Earnings*

8.4795

Price/Book*

1.0166

Price/Sales*

0.6171

Price/Cash Flow*

3.8486

Dividend Yield*

2.2254

Growth Measures

Long-Term Earnings

22.3226

Historical Earnings

22.2445

Sales Growth

5.8442

Cash-Flow Growth

-4.6188

Book-Value Growth

6.6974

*Forward-looking based on historical data.

Equity Sector

Number of Bond Holdings

0

Bond Statitics

DetailValue
Average Effective Duration0
Average Effective Maturity (Years)*0
Average Credit Quality0
Average Weighted Coupon*0
Average Weighted Price*0

Bond Style Box Breakdown

000HighQuality
000Med
000Low
LtdModExt
Interest-Rate Sensitivity

Credit Quality

Type% Bonds
N.A

Bond Sector

Type
% Bonds

Bond Maturity

% Bonds
N.A

Data Source: Morningstar

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