FYX First Trust Small Cap Core AlphaDEX® ETF
NASDAQ AlphaDEX(R) Small Cap Core TR USD

NAV as of 23-Nov-2022

83.0300

4 Week: 77.91 - 83.64

52 Week: 72.71 - 98.63

Latest Closing Price

83.41

Premium / Discount

0.13

Expense Ratio

0.61%

Investment Objective

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Core Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select stocks from the NASDAQ US 700 Small Cap Index TM (the "base index") that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Main Fund Characteristics

Fund Manager:
First Trust
Asset Under Management:
834,336,508
Launch Date:
07/05/2007
Asset Class:
Equity
Replication Method:
Physical-Full
Number of Holdings:
526
Trading Currency:
USD
Style:
Small Value
Region/Sector/Strategy:
N.A / N.A / N.A
Exchange:
NASDAQ

Performance

Period Performance Returns(%) Volatility(%) Risk Adjusted Performance
YTD-14.061.69-8.33
1 Day-0.020.000.00
1 Week1.712.110.81
1 Month4.778.360.57
3 Months-4.2014.83-0.28
6 Months1.1719.710.06
1 Year-15.9826.55-0.60
2 Years15.1633.750.45
3 Years31.8558.240.55
5 Years39.3963.400.62
10 Years157.5272.862.16

Price History

-

Annual Performance Return

2012201320142015201620172018201920202021
Price (%) 15.415343.15501.3147-8.919522.716514.4527-10.276521.055019.249127.4843
Nav (%) 0.00000.00000.00000.00000.00000.00000.00000.00000.00000.0000
Rank 50.000013.000079.000086.000033.000027.000027.000080.000019.000029.0000

Dividend Frequency

Lastest Dividend

Ex Date Payment Date Dividend Payout per unit
22/09/202229/09/20220.1483
23/06/202229/06/20220.1560
24/03/202230/03/20220.1124
22/12/202130/12/20210.5029
22/09/202129/09/20210.1826
23/06/202129/06/20210.1743
24/03/202130/03/20210.1024
23/12/202030/12/20200.2174
24/06/202029/06/20200.1423
12/12/201930/12/20190.3025

Portfolio Data

Total Number of Holdings: 526

Number of Bond Holdings: 0

Number of Equity Holdings: 525

Total Market Value: 834,336,508

Portfolio Composition

Top 10 Holdings

% Portfolio Weight Shares Owned Shares Changed Market Value
1Global Blood Therapeutics Inc0.515660,70604,137,114

Country Exposure

Regional Exposure

America

Greater Europe

Greater Asia

Market Classification

Market Capitalization

Size% of portfolio
Giant0.00
Large0.00
Medium0.85
Small62.65
Micro36.41

Equity Style Box Breakdown

000Large
000Mid
000Small
ValueBlendGrowth

Value Measures

Price/Prospective Earnings*

9.1270

Price/Book*

1.3371

Price/Sales*

0.6935

Price/Cash Flow*

4.0457

Dividend Yield*

1.6746

Growth Measures

Long-Term Earnings

15.9497

Historical Earnings

25.6487

Sales Growth

5.1820

Cash-Flow Growth

-2.2539

Book-Value Growth

5.3568

*Forward-looking based on historical data.

Equity Sector

Number of Bond Holdings

0

Bond Statitics

DetailValue
Average Effective Duration0
Average Effective Maturity (Years)*0
Average Credit Quality0
Average Weighted Coupon*0
Average Weighted Price*0

Bond Style Box Breakdown

000HighQuality
000Med
000Low
LtdModExt
Interest-Rate Sensitivity

Credit Quality

Type% Bonds
N.A

Bond Sector

Type
% Bonds

Bond Maturity

% Bonds
N.A

Data Source: Morningstar

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