FYX First Trust Small Cap Core AlphaDEX® ETF
NASDAQ AlphaDEX(R) Small Cap Core TR USD

NAV as of 24-Mar-2023

77.3900

4 Week: 76.79 - 87.41

52 Week: 72.71 - 94.42

Latest Closing Price

77.31

Premium / Discount

0.28

Expense Ratio

0.61%

Investment Objective

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Core Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select stocks from the NASDAQ US 700 Small Cap Index TM (the "base index") that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Main Fund Characteristics

Fund Manager:
First Trust
Asset Under Management:
768,054,133
Launch Date:
07/05/2007
Asset Class:
Equity
Replication Method:
Physical-Full
Number of Holdings:
526
Trading Currency:
USD
Style:
Small Blend
Region/Sector/Strategy:
N.A / N.A / N.A
Exchange:
NASDAQ

Performance

Period Performance Returns(%) Volatility(%) Risk Adjusted Performance
YTD-1.451.51-0.96
1 Day0.680.000.00
1 Week0.624.230.15
1 Month-9.528.04-1.18
3 Months-1.4511.91-0.12
6 Months4.4918.240.25
1 Year-16.1326.39-0.61
2 Years-11.8133.28-0.35
3 Years96.8749.771.95
5 Years30.0664.080.47
10 Years104.3673.641.42

Price History

-

Annual Performance Return

2013201420152016201720182019202020212022
Price (%) 43.15501.3147-8.919522.716514.4527-10.276521.055019.249127.4843-18.3954
Nav (%) 0.00000.00000.00000.00000.00000.00000.00000.00000.00000.0000
Rank 13.000079.000086.000033.000027.000027.000080.000019.000029.000071.0000

Dividend Frequency

Lastest Dividend

Ex Date Payment Date Dividend Payout per unit
23/03/202330/03/20230.2184
22/12/202229/12/20220.3300
22/09/202229/09/20220.1483
23/06/202229/06/20220.1560
24/03/202230/03/20220.1124
22/12/202130/12/20210.5029
22/09/202129/09/20210.1826
23/06/202129/06/20210.1743
24/03/202130/03/20210.1024
23/12/202030/12/20200.2174

Portfolio Data

Total Number of Holdings: 526

Number of Bond Holdings: 0

Number of Equity Holdings: 525

Total Market Value: 768,054,133

Portfolio Composition

Top 10 Holdings

% Portfolio Weight Shares Owned Shares Changed Market Value
1Global Blood Therapeutics Inc0.515660,70604,137,114

Country Exposure

Regional Exposure

America

Greater Europe

Greater Asia

Market Classification

Market Capitalization

Size% of portfolio
Giant0.00
Large0.12
Medium0.88
Small58.39
Micro40.29

Equity Style Box Breakdown

000Large
000Mid
000Small
ValueBlendGrowth

Value Measures

Price/Prospective Earnings*

11.6045

Price/Book*

1.4103

Price/Sales*

0.7302

Price/Cash Flow*

4.0902

Dividend Yield*

1.8272

Growth Measures

Long-Term Earnings

32.5672

Historical Earnings

22.6480

Sales Growth

12.0628

Cash-Flow Growth

-0.1983

Book-Value Growth

3.1278

*Forward-looking based on historical data.

Equity Sector

Number of Bond Holdings

0

Bond Statitics

DetailValue
Average Effective Duration0
Average Effective Maturity (Years)*0
Average Credit Quality0
Average Weighted Coupon*0
Average Weighted Price*0

Bond Style Box Breakdown

000HighQuality
000Med
000Low
LtdModExt
Interest-Rate Sensitivity

Credit Quality

Type% Bonds
N.A

Bond Sector

Type
% Bonds

Bond Maturity

% Bonds
N.A

Data Source: Morningstar

© 2019 Morningstar. All Rights Reserved. The information, data, analyses and opinions (“Information”) contained herein:

(1) include the proprietary information of Morningstar and Morningstar’s third party licensors;
(2) may not be copied or redistributed except as specifically authorised;
(3) do not constitute investment advice;
(4) are provided solely for informational purposes;
(5) are not warranted to be complete, accurate or timely; and
(6) may be drawn from fund data published on various dates.

Morningstar and Phillip Securities Pte Ltd are not responsible for any trading decisions, damages or other losses related to the Information or its use. Please verify all of the Information before using it and don’t make any investment decision except upon the advice of a professional financial adviser. Past performance is no guarantee of future results. The value and income derived from investments may go down as well as up.

For the most up-to-date fund’s data and information, a copy of the fund factsheet, information or prospectus may be obtained from the respective ETF issuer.