FXU First Trust Utilities AlphaDEX® ETF
StrataQuant Utilities TR USD

NAV as of 06-Dec-2022

33.8100

4 Week: 32.34 - 34.40

52 Week: 29.52 - 36.10

Latest Closing Price

33.62

Premium / Discount

-0.09

Expense Ratio

0.64%

Investment Objective

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant® Utilities Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is a modified equal-dollar weighted index to objectively identify and select stocks from the Russell 1000® Index in the utilities sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX® selection methodology.

Main Fund Characteristics

Fund Manager:
First Trust
Asset Under Management:
372,282,256
Launch Date:
07/05/2007
Asset Class:
Equity
Replication Method:
Physical-Full
Number of Holdings:
41
Trading Currency:
USD
Style:
Mid Value
Region/Sector/Strategy:
N.A / Utilities / N.A
Exchange:
NYSE

Performance

Period Performance Returns(%) Volatility(%) Risk Adjusted Performance
YTD3.301.282.57
1 Day0.450.000.00
1 Week-1.551.03-1.50
1 Month5.606.280.89
3 Months-4.9812.89-0.39
6 Months-2.0616.82-0.12
1 Year6.8719.820.35
2 Years18.6624.750.75
3 Years17.5844.190.40
5 Years23.8847.860.50
10 Years85.8656.181.53

Price History

-

Annual Performance Return

2012201320142015201620172018201920202021
Price (%) 3.640117.600225.5064-6.421522.54650.93185.599711.68731.326717.7008
Nav (%) 0.00000.00000.00000.00000.00000.00000.00000.00000.00000.0000
Rank 75.000064.00002.000011.00004.000097.000019.000096.000036.000020.0000

Dividend Frequency

Lastest Dividend

Ex Date Payment Date Dividend Payout per unit
20/12/201629/12/20160.2509
21/06/201629/06/20160.1682
22/12/201430/12/20140.1872
22/09/201429/09/20140.1922
23/06/201429/06/20140.0781
24/03/201430/03/20140.0738
17/12/201330/12/20130.1710
19/09/201329/09/20130.2763
20/06/201327/06/20130.2704
20/03/201327/03/20130.1213

Portfolio Data

Total Number of Holdings: 41

Number of Bond Holdings: 0

Number of Equity Holdings: 40

Total Market Value: 372,282,256

Portfolio Composition

Top 10 Holdings

% Portfolio Weight Shares Owned Shares Changed Market Value
1GCI Liberty Inc A6.33611,172,469081,873,510
2PPL Corp6.00392,311,045077,581,781
3AT&T Inc5.82991,923,226075,332,762
4Vistra Energy Corp5.55402,722,592071,767,525
5National Fuel Gas Co4.72981,324,042061,117,779
6Telephone and Data Systems Inc4.69242,495,214060,633,700
7T-Mobile US Inc3.9943633,529051,613,608
8Sprint Corp Registered Shs Series -1-3.84318,087,977049,660,179
9Southern Co3.8363807,880049,571,517
10Verizon Communications Inc3.8069826,753049,191,804

Country Exposure

Regional Exposure

America

Greater Europe

Greater Asia

Market Classification

Market Capitalization

Size% of portfolio
Giant0.00
Large19.22
Medium70.06
Small10.57
Micro0.00

Equity Style Box Breakdown

000Large
000Mid
000Small
ValueBlendGrowth

Value Measures

Price/Prospective Earnings*

16.4275

Price/Book*

1.8337

Price/Sales*

1.4117

Price/Cash Flow*

6.1674

Dividend Yield*

3.2086

Growth Measures

Long-Term Earnings

6.5476

Historical Earnings

7.5898

Sales Growth

2.2130

Cash-Flow Growth

-11.8607

Book-Value Growth

1.6284

*Forward-looking based on historical data.

Equity Sector

Number of Bond Holdings

0

Bond Statitics

DetailValue
Average Effective Duration0
Average Effective Maturity (Years)*0
Average Credit Quality0
Average Weighted Coupon*0
Average Weighted Price*0

Bond Style Box Breakdown

000HighQuality
000Med
000Low
LtdModExt
Interest-Rate Sensitivity

Credit Quality

Type% Bonds
N.A

Bond Sector

Type
% Bonds

Bond Maturity

% Bonds
N.A

Data Source: Morningstar

© 2019 Morningstar. All Rights Reserved. The information, data, analyses and opinions (“Information”) contained herein:

(1) include the proprietary information of Morningstar and Morningstar’s third party licensors;
(2) may not be copied or redistributed except as specifically authorised;
(3) do not constitute investment advice;
(4) are provided solely for informational purposes;
(5) are not warranted to be complete, accurate or timely; and
(6) may be drawn from fund data published on various dates.

Morningstar and Phillip Securities Pte Ltd are not responsible for any trading decisions, damages or other losses related to the Information or its use. Please verify all of the Information before using it and don’t make any investment decision except upon the advice of a professional financial adviser. Past performance is no guarantee of future results. The value and income derived from investments may go down as well as up.

For the most up-to-date fund’s data and information, a copy of the fund factsheet, information or prospectus may be obtained from the respective ETF issuer.