FXU First Trust Utilities AlphaDEX® ETF
StrataQuant Utilities TR USD

NAV as of 25-May-2023

31.0600

4 Week: 31.06 - 33.30

52 Week: 29.52 - 36.10

Latest Closing Price

31.09

Premium / Discount

0

Expense Ratio

0.64%

Investment Objective

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant® Utilities Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is a modified equal-dollar weighted index to objectively identify and select stocks from the Russell 1000® Index in the utilities sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX® selection methodology.

Main Fund Characteristics

Fund Manager:
First Trust
Asset Under Management:
305,001,556
Launch Date:
07/05/2007
Asset Class:
Equity
Replication Method:
Physical-Full
Number of Holdings:
41
Trading Currency:
USD
Style:
Mid Value
Region/Sector/Strategy:
N.A / Utilities / N.A
Exchange:
NYSE

Performance

Period Performance Returns(%) Volatility(%) Risk Adjusted Performance
YTD-6.381.07-5.95
1 Day0.100.000.00
1 Week-1.611.52-1.06
1 Month-5.214.09-1.28
3 Months-3.958.55-0.46
6 Months-8.5511.75-0.73
1 Year-10.7420.55-0.52
2 Years1.8825.080.07
3 Years17.0631.320.54
5 Years21.4948.130.45
10 Years54.9156.820.97

Price History

-

Annual Performance Return

2013201420152016201720182019202020212022
Price (%) 17.600225.5064-6.421522.54650.93185.599711.68731.326717.70083.7042
Nav (%) 0.00000.00000.00000.00000.00000.00000.00000.00000.00000.0000
Rank 64.00002.000011.00004.000097.000019.000096.000036.000020.000027.0000

Dividend Frequency

Lastest Dividend

Ex Date Payment Date Dividend Payout per unit
20/12/201629/12/20160.2509
21/06/201629/06/20160.1682
22/12/201430/12/20140.1872
22/09/201429/09/20140.1922
23/06/201429/06/20140.0781
24/03/201430/03/20140.0738
17/12/201330/12/20130.1710
19/09/201329/09/20130.2763
20/06/201327/06/20130.2704
20/03/201327/03/20130.1213

Portfolio Data

Total Number of Holdings: 41

Number of Bond Holdings: 0

Number of Equity Holdings: 40

Total Market Value: 305,001,556

Portfolio Composition

Top 10 Holdings

% Portfolio Weight Shares Owned Shares Changed Market Value
1GCI Liberty Inc A6.33611,172,469081,873,510
2PPL Corp6.00392,311,045077,581,781
3AT&T Inc5.82991,923,226075,332,762
4Vistra Energy Corp5.55402,722,592071,767,525
5National Fuel Gas Co4.72981,324,042061,117,779
6Telephone and Data Systems Inc4.69242,495,214060,633,700
7T-Mobile US Inc3.9943633,529051,613,608
8Sprint Corp Registered Shs Series -1-3.84318,087,977049,660,179
9Southern Co3.8363807,880049,571,517
10Verizon Communications Inc3.8069826,753049,191,804

Country Exposure

Regional Exposure

America

Greater Europe

Greater Asia

Market Classification

Market Capitalization

Size% of portfolio
Giant0.00
Large15.06
Medium68.17
Small16.76
Micro0.00

Equity Style Box Breakdown

000Large
000Mid
000Small
ValueBlendGrowth

Value Measures

Price/Prospective Earnings*

15.7906

Price/Book*

1.4852

Price/Sales*

1.2087

Price/Cash Flow*

5.7968

Dividend Yield*

3.3786

Growth Measures

Long-Term Earnings

7.5931

Historical Earnings

6.5189

Sales Growth

11.9626

Cash-Flow Growth

-6.7515

Book-Value Growth

5.0910

*Forward-looking based on historical data.

Equity Sector

Number of Bond Holdings

0

Bond Statitics

DetailValue
Average Effective Duration0
Average Effective Maturity (Years)*0
Average Credit Quality0
Average Weighted Coupon*0
Average Weighted Price*0

Bond Style Box Breakdown

000HighQuality
000Med
000Low
LtdModExt
Interest-Rate Sensitivity

Credit Quality

Type% Bonds
N.A

Bond Sector

Type
% Bonds

Bond Maturity

% Bonds
N.A

Data Source: Morningstar

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(1) include the proprietary information of Morningstar and Morningstar’s third party licensors;
(2) may not be copied or redistributed except as specifically authorised;
(3) do not constitute investment advice;
(4) are provided solely for informational purposes;
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