1. Eligibility criteria: 

Customers who open a Cash Plus Account, opt-in to Excess Funds Management Facility (SMART Park), and are new to Phillip Securities Pte Ltd (“PSPL”) from 1 December 2023 to 9 January 2024. 

2. Rewards: 

          2a. Account Opening: 

• Zero Commissions on United States (“US”) Stocks/ ETFs for 90 days  
• 0% Sales Charge on Unit Trust 
• Free Live Prices for SGX and US Asian Hours 
• Free Live Prices for US (NASDAQ, NYSE, AMEX), Malaysia (BURSA), Thailand (SET), and US Options for non-professionals
• FREE SGX Enhanced Market Depth Access until 30 Nov 2024

          2b. Fund & Trade: 

• Fund in with at least S$3,000 within 14 days from Account opening and execute at least 3 BUY Trades within 90 days from Account opening to receive: One FREE Palantir Technologies Inc Share (NYSE: PLTR)
• Fund in with at least S$10,000 within 14 days from Account opening and execute at least five BUY Trades within 90 days from Account opening to receive: One FREE Palantir Technologies Inc Share (NYSE: PLTR) & One FREE Alphabet Inc Class A Share (NASDAQ: GOOGL) 
• BUY Trades refer to Stocks, ETFs, and Unit Trusts.
• The funds have to stay in the Account for 90 days.  It can be used for BUY trades, but it cannot be withdrawn or transferred.

3. Activation and Crediting of Rewards: 

          3a. Account Opening Rewards: 

          3a1. Zero Commission on US Stocks/ ETFs (“Zero Commission Reward”) will be activated on the next working day from the date of Account opening. Customers are required to redeem the Reward on the POEMS Mobile 3 App > ‘Rewards’.   

• Only applicable to ONLINE trades through POEMS’ suite of platforms. 
• Exchange fee, other charges, and GST are payable by Customers.
• Zero Commission Reward in POEMS Mobile 3 App is only valid for 30 days.

          3a2. 0% Sales Charge on Unit Trust will be granted upon Account opening.  

          3a3. Free Live Prices for SGX and US Asian Hours will be granted upon Account opening.  

          3a4. Free Live Prices for US (NASDAQ, NYSE, AMEX), Malaysia (BURSA), Thailand (SET), and US Options for non-professionals. 

• To activate the Free Live Prices feature: Login to POEMS 2.0 web > ‘Market Data & Rewards’ > ‘New Subscriptions’ > tick the boxes for the Live Prices > complete the subscriber agreement and submit > click ‘Submit New’ > Enter your password for confirmation OR visit here. 

          3a5. Free subscription for SGX Enhanced Market Depth Access would be granted automatically.

          3b. Tier 1 & Tier 2 Free Shares Reward: 

 The Tier 1 and 2 Free Shares Reward will be credited within 10 working days after redeeming from POEMS Mobile 3 App > ‘Rewards’, once the Eligible Customers have fulfilled the requirements (as detailed in 2.b)

          3b1. based on the date that you fulfill the requirements and  

          3b2. You must submit the following forms within 30 days from Account opening:

• W8 BEN form
• Risk Warning Statement (RWS) form 

3b3. Customers are required to claim the Tier 1 and Tier 2 Free Shares Reward within 30 days of  becoming eligible.

4. Days refer to calendar days. 
5. The following Customers are NOT eligible for this promotion unless approved by the management of PSPL:  

• Customers who have any existing Accounts with PSPL 
• Customers who have closed any Accounts with PSPL before  
• Corporate Accounts and Joint Account holders 
• All employees of PSPL’s entities and its partners (e.g., trading representatives, financial advisors) and their immediate families (e.g., spouse and children). 

6. By taking part in the promotion, you agree and consent to PSPL sending relevant information to third-party service providers to facilitate the delivery and redemption of the Rewards.  
7. In the event of a dispute over the Customer’s eligibility to participate in this promotion, PSPL’s decision will be final. 
8. Notwithstanding anything herein contained, PSPL reserves the right at any time in its absolute discretion to (i) amend, add to, and/or delete these Terms and Conditions without prior notification (including eligibility; replacement of the prize; promotional mechanics, promotion duration without prior notification, qualifying terms and criteria), and all participants shall be bound by such amendments, additions and/or deletions when effected, or (ii) vary, withdraw, or cancel any items or the promotion without having to disclose a reason thereof and without any compensation or payment whatsoever. PSPL’s decision on all matters relating to the promotion shall be final and binding on all participants. 
9. This advertisement has not been reviewed by the Monetary Authority of Singapore.