FCA First Trust China AlphaDEX® ETF
NASDAQ AlphaDEX(R) China TR USD

NAV as of 16-May-2022

24.7463

4 Week: 22.70 - 26.06

52 Week: 22.39 - 33.61

Latest Closing Price

25.10

Premium / Discount

-1.31

Expense Ratio

0.8%

Investment Objective

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ AlphaDEX® China Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks, depositary receipts, real estate investment trusts ("REITs") and preferred shares that comprise the index. The index is designed to select stocks from the NASDAQ China Index (the "base index") that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Main Fund Characteristics

Fund Manager:
First Trust
Asset Under Management:
8,660,161
Launch Date:
17/04/2011
Asset Class:
Equity
Replication Method:
Physical-Full
Number of Holdings:
51
Trading Currency:
USD
Style:
Large Value
Region/Sector/Strategy:
China / N.A / N.A
Exchange:
NASDAQ

Performance

Period Performance Returns(%) Volatility(%) Risk Adjusted Performance
YTD-8.812.35-3.75
1 Day-0.550.000.00
1 Week2.542.750.92
1 Month-3.9314.63-0.27
3 Months-11.6221.99-0.53
6 Months-10.1824.46-0.42
1 Year-20.2228.89-0.70
2 Years2.7539.270.07
3 Years-0.8250.30-0.02
5 Years14.2262.240.23
10 Years29.5484.020.35

Price History

-

Annual Performance Return

2012201320142015201620172018201920202021
Price (%) 28.1573-1.6655-1.6854-4.4078-4.964658.4668-17.876917.442013.6197-1.2848
Nav (%) 0.00000.00000.00000.00000.00000.00000.00000.00000.00000.0000
Rank 3.000088.000073.000036.000070.000016.000033.000070.000082.000033.0000

Dividend Frequency

Lastest Dividend

Ex Date Payment Date Dividend Payout per unit
22/12/202130/12/20210.1238
22/09/202129/09/20210.9090
23/06/202129/06/20210.2733
24/03/202130/03/20210.0382
23/12/202030/12/20200.2061
24/06/202029/06/20200.5223
12/12/201930/12/20190.2411
24/09/201929/09/20190.3500
13/06/201927/06/20190.4138
13/09/201827/09/20180.3912

Portfolio Data

Total Number of Holdings: 51

Number of Bond Holdings: 0

Number of Equity Holdings: 50

Total Market Value: 8,660,161

Portfolio Composition

Top 10 Holdings

% Portfolio Weight Shares Owned Shares Changed Market Value
1Country Garden Services Holdings Co Ltd4.0548105,0000367,784
2Dongfeng Motor Group Co Ltd Class H4.0155368,7700364,215
3Li Ning Co Ltd3.9197102,8130355,532
4Zoomlion Heavy Industry Science and Technology Co 3.7143460,7750336,903
5Yihai International Holdings Ltd3.555646,3750322,509
6CHINA AOYUAN GROUP LTD /HKD/3.3794215,2500306,527
7Times China Holdings Ltd3.2242151,3750292,443
8Maanshan Iron And Steel Co Ltd Class H3.1828761,7640288,694
9China Merchants Port Holdings Co Ltd3.1396178,5340284,769
10Longfor Group Holdings Ltd3.012964,3130273,278

Country Exposure

Regional Exposure

America

Greater Europe

Greater Asia

Market Classification

Market Capitalization

Size% of portfolio
Giant31.47
Large64.18
Medium3.87
Small0.40
Micro0.00

Equity Style Box Breakdown

000Large
000Mid
000Small
ValueBlendGrowth

Value Measures

Price/Prospective Earnings*

5.7452

Price/Book*

0.7038

Price/Sales*

0.3742

Price/Cash Flow*

2.2752

Dividend Yield*

5.0015

Growth Measures

Long-Term Earnings

9.1643

Historical Earnings

20.7042

Sales Growth

13.3377

Cash-Flow Growth

29.1853

Book-Value Growth

13.3779

*Forward-looking based on historical data.

Equity Sector

Number of Bond Holdings

0

Bond Statitics

DetailValue
Average Effective Duration0
Average Effective Maturity (Years)*0
Average Credit Quality0
Average Weighted Coupon*0
Average Weighted Price*0

Bond Style Box Breakdown

000HighQuality
000Med
000Low
LtdModExt
Interest-Rate Sensitivity

Credit Quality

Type% Bonds
N.A

Bond Sector

Type
% Bonds

Bond Maturity

% Bonds
N.A

Data Source: Morningstar

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