FYC First Trust Small Cap Gr AlphaDEX® ETF
NASDAQ AlphaDEX(R) SC Growth TR USD

NAV as of 24-May-2022

56.1800

4 Week: 54.37 - 62.72

52 Week: 54.37 - 80.47

Latest Closing Price

57.37

Premium / Discount

-0.22

Expense Ratio

0.7%

Investment Objective

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Growth Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select growth stocks from the NASDAQ US 700 Small Cap Index TM (the "base index") that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Main Fund Characteristics

Fund Manager:
First Trust
Asset Under Management:
193,782,633
Launch Date:
18/04/2011
Asset Class:
Equity
Replication Method:
Physical-Full
Number of Holdings:
263
Trading Currency:
USD
Style:
Small Blend
Region/Sector/Strategy:
N.A / N.A / N.A
Exchange:
NASDAQ

Performance

Period Performance Returns(%) Volatility(%) Risk Adjusted Performance
YTD-21.382.04-10.46
1 Day2.180.000.00
1 Week3.263.910.83
1 Month-4.2211.70-0.36
3 Months-12.1416.74-0.73
6 Months-21.8822.47-0.97
1 Year-16.6426.27-0.63
2 Years44.9937.981.18
3 Years31.8555.240.58
5 Years58.0161.100.95
10 Years191.0672.082.65

Price History

-

Annual Performance Return

2012201320142015201620172018201920202021
Price (%) 13.081842.9348-1.64601.781313.918423.1916-5.602116.799932.073721.7515
Nav (%) 0.00000.00000.00000.00000.00000.00000.00000.00000.00000.0000
Rank 53.000039.000082.000014.000027.000040.000049.000095.000059.000019.0000

Dividend Frequency

Lastest Dividend

Ex Date Payment Date Dividend Payout per unit
22/12/202130/12/20210.4421
22/09/202129/09/20210.0288
23/12/202030/12/20200.0606
12/12/201930/12/20190.1431
24/09/201929/09/20190.0397
20/06/201828/06/20180.0039
21/03/201828/03/20180.0207
20/12/201728/12/20170.0445
20/12/201629/12/20160.0662
21/06/201629/06/20160.0151

Portfolio Data

Total Number of Holdings: 263

Number of Bond Holdings: 0

Number of Equity Holdings: 262

Total Market Value: 193,782,633

Portfolio Composition

Top 10 Holdings

% Portfolio Weight Shares Owned Shares Changed Market Value
1Crocs Inc0.793952,59901,863,057
2Atkore International Group Inc0.768648,17501,803,672
3Installed Building Products Inc0.765825,46501,797,065
4FormFactor Inc0.751278,31401,762,848
5Diodes Inc0.722336,41601,695,165
6LivePerson Inc0.721640,90201,693,343
7SPX Corp0.717636,54501,683,994
8Inphi Corp0.710023,91801,666,128
9Boot Barn Holdings Inc0.698241,89201,638,396
10Knowles Corp0.696571,88301,634,619

Country Exposure

Regional Exposure

America

Greater Europe

Greater Asia

Market Classification

Market Capitalization

Size% of portfolio
Giant0.00
Large0.00
Medium0.92
Small68.75
Micro30.25

Equity Style Box Breakdown

000Large
000Mid
000Small
ValueBlendGrowth

Value Measures

Price/Prospective Earnings*

12.4316

Price/Book*

2.2203

Price/Sales*

0.0000

Price/Cash Flow*

0.0000

Dividend Yield*

0.0000

Growth Measures

Long-Term Earnings

0.0000

Historical Earnings

0.0000

Sales Growth

0.0000

Cash-Flow Growth

0.0000

Book-Value Growth

0.0000

*Forward-looking based on historical data.

Equity Sector

Number of Bond Holdings

0

Bond Statitics

DetailValue
Average Effective Duration0
Average Effective Maturity (Years)*0
Average Credit Quality0
Average Weighted Coupon*0
Average Weighted Price*0

Bond Style Box Breakdown

000HighQuality
000Med
000Low
LtdModExt
Interest-Rate Sensitivity

Credit Quality

Type% Bonds
N.A

Bond Sector

Type
% Bonds

Bond Maturity

% Bonds
N.A

Data Source: Morningstar

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