Frequently Asked Questions


 Is my Trading Representative qualified to trade SIPs? How does it affect me?

With effect from 1st July 2013, trading representative must pass the required module before dealing in any SIPs for his or her clients. Examples of SIPs include certain securities, covered warrants, exchange traded funds.

Trading Representative will only be qualified to deal in Excluded Investment Products (EIPs) if he/ she did not pass the required module for SIPs and is not allowed to help the clients in any way on dealing matters with respect to SIPS.

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